Not resolved
1 comment

The following is a brief breakdown of publicly available information regarding Seth Grano CFP®, his securities sales practices, and his FINRA regulatory history.

Seth Erik Grano is a FINRA Registered Representative who is currently employed by brokerage firm Centaurus Financial based in Anaheim, California. Over the years, he has had frequent changes of employers within the industry. Since 2000, Mr. Grano has been with ten (10) different firms in as many as eight (8) different states. Investors should be aware that Mr. Grano has at least two (2) customer disputes on his FINRA Broker Report (or CRD), and his current employer, Centaurus Financial, has numerous reportable events.

According to Mr. Grano's CRD, clients have alleged misrepresentation regarding investments as well as activities involving the following investment products (among others) which were alleged to be unsuitable: annuities, direct investment -- DDP and LP interest, equipment leasing, and real estate security. Centaurus Financial has been named in at least seven (7) regulatory events related to possible securities fraud violations, and the firm has been the subject of investigations conducted by FINRA, the State of Nevada Division of Securities, and the State of New York Insurance Department (among others). These regulatory investigations involved the following investment products (among others): municipal securities, insurance, and annuities. The firm has also been named in at least four (4) FINRA arbitration claims filed by investors. These claims involved various investment types and causes of action.

The foregoing is but a brief summary of Mr. Grano's and Centaurus Financial's FINRA Broker Reports. To access Centaurus Financial's full CRD, you can visit http://brokercheck.finra.org and search for Seth Erik Grano.

If you have any questions about investments you made with either Mr. Grano or Centaurus Financial, or if you believe that you have been the victim of a securities fraud, a securities attorney may be able to help. Securities attorneys regularly represent clients using a contingency fee arrangement where the only attorneys fee paid is a percentage of monies recovered for the client.

-----------------------------------------------------------------------------

Copyright © 2010 by The White Law Group, LLC All rights reserved.

A large majority of information in this report has been reproduced and may be copied for personal use and non-commercial distribution. All copies must include this copyright statement: Copyright © 2010 by The White Law Group, LLC All rights reserved.

Monetary Loss: $100.

Had an Experience with Seth Grano?

Write a review

Comments

Terms of Service
Post Comment
Cancel
Anonymous
Kailua Kona, Hawaii, United States #994785

The darkest day in a man's career is that wherein he fancies there is some easier way of getting a dollar

than by squarely earning it.

You May Also Like

Nik Lzanas with ARCLIF Group among others Arclif Group "Nik Lazanas on the picture the second from left ist involved in many criminal companies and taking money from investors, making promises and just spending the money himself on fun,..." Read more World Financial Group - Transamerica *KEEPS* Your FFIUL Money When You Die World Financial Group "A shocking dirty little secret of Universal Life policies: you LOSE all your policy's cash value when you croak. This is true of Transamerica’s Financial Foundation Indexed Universal Life (FFIUL)..." Read more World Financial Group - Hampton Bay Anon. You confirm how AWFUL the FFIUL is. World Financial Group "HB Anon, for all your righteous high-flown talk about "...Loss of cash value ...never has been deceptive..." isn't it funny how so few people--including most of the WFG agents..." Read more World Financial Group - My God! People, Run - FLEE, FAST AS YOU CAN - From This Nightmare!!! World Financial Group "Not trying to kill your dreams here. I’m trying to -save- you, your families, your friendships, and your money from this endless soul-sucking NIGHTMARE. I worked full-time for WFG in..." Read more Lbc Express - I RETURNED MY ITEM TO LAZADA LAST JULY 3. Lbc Express "I contacted Lazada and they said that they didn't receive the returned item, and they are waiting for LBC to send it. Like wtf LBC? "July 05, 2017 Forwarded to..." Read more Ninjapparel - 2 MONTHS OF *** (DO NOT BUY!) Ninjapparel "I can't even begin to detail the full extent of how horrible this company has been. After ordering, it was 3 weeks and I had received no tracking info and..." Read more Southern Motion Furniture - Product RECL296-17/ETCH MOCH Southern Motion Furniture "Just wanted to let you know how disappointed I am in your product. I purchased a recliner from Levin Furniture in Mentor - over paid in my opinion for the..." Read more Richmond American Homes - Fixing issues after move in Richmond American Homes "First off the sales guy acted like a used car salesman for about 75% of the time we interacted with him either in person or on the phone. We should..." Read more